EFA for Compliance

With EFA, she gets a good overall view of the research pipeline, she can manage her watchlist and corporate relationships requiring disclosures.

 

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What EFA can do for you

Compliance Officers use EFA to:

  • Maintain regulatory restrictions on publishing research
  • Include applicable relationship disclosures into research reports
  • Get an overall picture of the research pipeline
  • Receive email notifications on analyst activity

EFA makes Compliance Officers lives easier too. Restricted lists and corporate relationship disclosures are managed directly through the EFA Admin tools. The EFA Work tool provides easy review of the research pipeline with inline ability to check watch lists and relationships.

When administering publication restrictions, watch lists and relationship disclosures, EFA asks you at which stages of the research creation and approval process you would like to receive email notifications. 

         
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